Leading advisors and tech experts will answer questions on how to keep AI in regulatory check and demonstrate new tools to ...

Healthcare leaders face immense pressure to meet state and federal training requirements while balancing quality care and ...

FINRA announced the election of Jennifer Szaro, chief compliance officer and a managing equity owner at XML Securities and its affiliated registered investment adviser, XML Financial Group, to its ...

A "biblically responsible" investment adviser agreed to pay $300,000 and hire an independent compliance consultant to settle ...

CIFDAQ, a leading blockchain ecosystem company, proudly announces the appointment of Muthuswamy Iyer as its Chief Compliance Officer (CCO). With an impressive career spanning over 25 years mainly in ...

Bermuda is the world’s leading domicile for captive insurance companies, with over 600 active captive licences on its register generating over ...

“As the AI landscape evolves, organizations are challenged to balance innovation with regulatory compliance and ethical ...