On January 8, 2025, the Securities and Exchange Commission's (SEC) Division of Investment Management (Division) issued ...

Thrivent Financial for Lutherans and an affiliated investment adviser are asking a federal appeals court to review the SEC’s ...

Dean Conway joined Carlton Fields as a shareholder in its national securities litigation and enforcement practice in ...

The U.S. Securities and Exchange Commission (SEC) has launched a ‘Crypto Task Force’ page on its website, outlining the agency’s crypto regulatory agenda under the agency’s new leadership. This ...

The SEC deems providing an executive with personal security as a perk, a classification that "forces companies into a ...

The Retirement Fairness for Charities and Educational Institutions Act would amend federal securities laws to permit ...

TikTok informed a federal district judge that it will not appeal a Third Circuit ruling that determined the company’s ...

To address regulatory concerns, asset managers are proposing safeguards where they will source XRP from secondary markets.

Last year, just three federal district courts handled half of all securities class actions. In the second part of his three-part series, my ...

The Canadian Securities Administrators (CSA) has released CSA Staff Notice and Consultation 11-348 – Applicability of Canadian Securities Laws and ...

A new bill proposed in the Georgia legislature aims to eliminate the state’s 5.49 percent income tax for college athletes on ...

The Orissa High Court has held that the 'next friend', as provided under Order XXXII of the Code of Civil Procedure (CPC), ...