On January 8, 2025, the staff (Staff) of the Securities and Exchange Commission’s (SEC) Division of Investment Management (IM) released the 2025 ...

Convicted fraudster R. Allen Stanford, associates, and affiliated businesses have been found to owe an aggregate $9 billion in judgments, concluding a 16-year long Securities and Exchange Commission ...

Whether the SEC is correct is a question that will be resolved through litigation; for now, its theory of liability keeps ...

A California judge threw out one of Kraken’s key defenses in a suit launched by the SEC which argued the agency can’t ...

U.S. federal law gives the Securities and Exchange Commission (“SEC”) flexibility when seeking sanctions, including remedies that are tailored ...

Researchers found that 15 COVID-19-related cases were brought in 2024, up from 11 in 2023, noteworthy activity given that it ...

The report, Securities Class Action Filings — 2024 Year in Review, found that plaintiffs filed 225 securities class-action ...

The ongoing legal battle between Ripple Labs and the U.S. Securities and Exchange Commission (SEC) remains active, according ...

Kraken, a major cryptocurrency exchange, is currently embroiled in a significant legal dispute with the U.S. Securities and ...

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

Senator Cynthia Lummis has decided to side with Coinbase Exchange via an Amicus Brief in its fight with the US SEC.