SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
About - SEC.gov
6 days ago · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …
Mission - SEC.gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives.
Search Filings - SEC.gov
Jul 2, 2024 · Securities Topics. Crypto Assets; Cybersecurity; Saving and Investing for Military Personnel; Market Structure; Saving and Investing for Teachers
Statutes and Regulations - SEC.gov
With this Act, Congress created the Securities and Exchange Commission. The Act empowers the SEC with broad authority over all aspects of the securities industry. This includes the power to …
Company Search - SEC.gov
Feb 11, 2010 · Helpful Information. If your search is "John Smith" and you didn't get the results you expected, please try "Smith John." The SEC does not require companies that are raising …
Filings & Forms - SEC.gov
Feb 21, 2012 · Filings & Forms. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.
Press Releases - SEC.gov
Jan 21, 2025 · SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities …
SEC Commissioners - SEC.gov
The Securities and Exchange Commission has five Commissioners who are appointed by the President of the United States with the advice and consent of the Senate. Terms last five …
SEC.gov | Rules and Regulations
Aug 14, 2024 · See an index of various SEC proposed and final rules as well as other Commission releases and notices related to our regulatory obligations under the federal …